Alex has a deep knowledge of the financial services industry, specifically financial markets and wealth management. His experiences have revolved around digital wealth management, securities-based lending, mortgage processes, account opening and client segmentation strategy. He is currently a senior offering associate at IBM who focuses on bringing IBM's top cognitive and analytics solutions to the financial services industry.
September 13, 2016| by
Senior Offering Associate, Wealth Management, IBM
Mandatory fiduciary rule compliance looms, and yet wealth management firms are confronting a dearth of technology options to aid compliance. Hear what experts on this subject have to say about the critical need for surveillance technology to adequately monitor wealth management firm compliance.