Banking industry leaders are rethinking their incentive compensation strategies in terms of risk and compliance. Here are some important questions—and some best practices—that can guide banking managers and executives as they develop incentive compensation plans that drive both compliance and
A holistic and dynamic surveillance system that looks across the trading activity, specific actions and communications of the trader goes beyond traditional, rules-based surveillance systems. See how IBM Surveillance Insight for Financial Services provides a cognitive system that takes surveillance
In a world overrun with competing local, national and global regulations touching every aspect of finance, compliance can seem elusive—even unattainable. Yet, modern financial institutions have the ability to not only survive but also thrive amid an ever-changing regulatory landscape. Discover how
From risk averse to risk aware, communicating risk needs to be embedded into the entire business. Risk influencer Boris Agranovich provides his perspective on risk communication environments and offers six key tips for streamlining that communication to help achieve corporate compliance.
Mandatory fiduciary rule compliance looms, and yet wealth management firms are confronting a dearth of technology options to aid compliance. Hear what experts on this subject have to say about the critical need for surveillance technology to adequately monitor wealth management firm compliance.
The public, media and others have a right to see video footage collected from body-worn cameras on law enforcement officers, but compliance issues with governing agencies adds a lot of complexity to these requests. Consider four key questions agencies owning—and are responsible for—all that video
As the data used by an enterprise grows in size, variety and importance, it is no longer acceptable that the gathering and maintenance of metadata remains an under-funded and neglected afterthought for data-driven organizations. Metadata management needs to become a key focus of an organization's
Metadata and governance might not have a long history of setting hearts ablaze, but those who are recognizing their importance to self-service are looking to metadata to help organizations fully leverage a wide range of assets across the business. Discover why metadata and governance are taking a
Compliance can mean much more than a regulatory headache if you let it. By reimagining compliance as a chance to innovate in its market, Turkish telecom provider Turkcell turned a bureaucratic headache into a business opportunity.
Banks need a good strategy to keep from being blitzed by money laundering. Banking analytics can give financial institutions the offensive strength to put money laundering on the run—and keep it that way.
As criminals adopt increasingly sophisticated approaches to fraud across all industries, counterfraud solutions must rise to meet the challenge. Attend IBM Insight to discover how you can protect your business by implementing advanced analytics and predictive analytics solutions.
By empowering business to meet emerging governance, risk and compliance threats, next-generation GRC solutions—such as the IBM OpenPages GRC Platform—offer transformative business value, including predictive analytics and cognitive processing capabilities.
Don’t hold on to manual process that throw doubt on your data and put you at risk of regulatory noncompliance. Instead, discover how adopting an insurance software solution can help your company boost its operational efficiencies, enhancing its ability to compete in the marketplace.