Stay on top of trading with a surveillance solution


In this demo, see how a compliance officer in the brokerage arm of a large financial services company is able to quickly discover a pump-and-dump violation by reviewing data clearly displayed in a Surveillance Insight dashboard.

Learn how the Surveillance Insight dashboard can provide:

  • Reduced cost of employee non-compliance
  • Faster detection of sophisticated scenarios
  • Risk based prioritization of alerts

Proactively detect, profile and prioritize non-compliant behavior